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When to Use a Financial Adviser in New Zealand 2026

Updated

A financial adviser’s fee is $250–400/hour. For the right situations, that’s some of the best money you’ll spend. For the wrong situations, it’s money you didn’t need to spend. The challenge is knowing which is which.

Quick answer

Use a financial adviser for: retirement planning with $300k+ in assets, business sale, inheritance of significant funds, divorce financial settlement, complex insurance needs analysis, or pre-retirement income modelling. DIY is fine for: choosing a KiwiSaver fund, setting up an index fund account, basic budgeting, and straightforward insurance comparison. A one-off consultation ($1,500–2,500) for a specific question can be better value than a full ongoing adviser relationship.

Situations Where a Financial Adviser Clearly Adds Value

1. Retirement Planning with $300,000+ in Assets

Once you have meaningful retirement savings, the decisions become complex:

  • Asset allocation: What proportion in growth vs defensive assets as retirement approaches?
  • Drawdown strategy: Which accounts to draw from first to minimise tax?
  • Sequence of returns risk: How to protect against a market crash at age 64 derailing retirement?
  • NZ Super integration: How do other income sources interact with NZ Super eligibility?
  • Longevity planning: How long do your funds need to last?

The cost of getting these decisions wrong — running out of money at 80, or leaving hundreds of thousands untouched due to excessive caution — vastly exceeds the adviser fee.

What to expect: A comprehensive retirement plan costs $2,000–5,000. For a couple with $500,000+ in retirement assets, this is the best money they’ll spend.


2. Business Sale

Selling a business involves:

  • Timing the sale for tax efficiency (income vs capital gain treatment)
  • Structuring the purchase price (upfront vs earnout)
  • Investment of proceeds
  • Post-sale income planning

An adviser working with your accountant and solicitor can save meaningful amounts through structure. Business sales are complex — this is not DIY territory.


3. Inheritance of Significant Assets

Receiving $100,000–1,000,000+ suddenly creates decisions you’ve never had to make:

  • Pay down mortgage or invest?
  • Which investment vehicles?
  • Tax implications of different options?
  • Estate planning for the inherited assets?

A one-off consultation ($1,500–3,000 for a Statement of Advice) provides a clear action plan for decisions that will compound over decades.


4. Divorce and Relationship Property Settlement

The Property (Relationships) Act 1976 creates a legal framework for dividing assets — but the financial implications of different settlement structures can differ by hundreds of thousands of dollars over time.

A financial adviser (often working alongside your family lawyer) can model:

  • Long-term retirement impact of retaining vs selling the family home
  • Equalisation of KiwiSaver and investment accounts
  • Ongoing income and financial independence projections under different scenarios

5. Complex Insurance Needs

Life, income protection, trauma/critical illness, and total permanent disability covers interact. The right structure depends on your family situation, mortgage, KiwiSaver, income, and employer covers.

An insurance-specialist adviser maps a coherent structure. This is typically commission-based — ensure the adviser is genuinely comparing options from multiple insurers.

Questions to ask: “Do you have access to all major NZ insurers, or just some?”


6. Significant Financial Transition

Other situations where professional advice is worth the fee:

  • Large redundancy payout
  • Death of a spouse
  • Significant property settlement
  • Starting or winding up a business
  • Major career change affecting income and benefits

When You Can DIY

Financial taskDIY resource
KiwiSaver fund selectionSorted.org.nz fund finder, Morningstar ratings
Setting up an index fund accountKernel, InvestNow, Sharesies — simple online process
BudgetingPocketSmith, Budget Calculator, this site
Basic term life insurance comparisoniSelect, Policy Finder, direct comparison
Mortgage application (straightforward)Bank direct, interest.co.nz rate comparison
Understanding NZ Super eligibilityworkandincome.govt.nz
Emergency fund and savings strategyPay Yourself First

Many NZers over-complicate their financial situation. A KiwiSaver in a growth fund + index fund contributions + mortgage repayment is a complete wealth-building strategy that requires no ongoing professional advice.


Types of Engagement: Hourly vs Retainer vs Commission

ModelWhat you payBest for
Hourly ($250–400/hr)Direct fee to adviserSpecific one-off questions
Flat fee / Statement of Advice$1,500–5,000 per engagementComprehensive plan for a specific situation
Annual retainer$2,000–8,000/yearOngoing relationship, regular reviews
Commission (no direct fee)Paid by product providerInsurance, sometimes mortgage

Fee-only advisers (hourly or flat fee, no commission) have no conflict of interest. They’re the clearest choice for investment and retirement advice.

Commission-based advisers are common in insurance. The FMA (Financial Markets Authority) requires disclosure of all commissions — ask upfront.


How to Find a Licensed Financial Adviser in NZ

FANZ (Financial Advice New Zealand) Adviser Directory

financialadvice.nz — Search by location and specialty. All listed advisers are licensed.

Sorted.org.nz

sorted.org.nz/financial-advisers — CFFC-run search tool.

Financial Service Providers Register

fsp.register.govt.nz — Verify any adviser is licensed before engaging.

Questions to Ask Before Engaging

  1. “What is your FSP registration number?” — verify it
  2. “How do you charge for advice?”
  3. “Do you receive any commissions for products you recommend?”
  4. “What is your speciality area?”
  5. “What does the engagement process look like?”
  6. “Do I receive a written Statement of Advice?”

Red Flags

Red flagWhat it means
Guaranteed returnsFraud or misrepresentation — no legitimate adviser promises specific returns
Won’t disclose fees or commissionsNon-compliance with FMCA requirements
Pressure to act quicklyHigh-pressure tactics are a warning sign
Can’t provide FSP numberNot licensed
Pushing you toward complex productsPossible product bias or commission conflict
No written advice providedNot meeting professional standards